Personal Investment Management does not take possession (custody) of clients’ investment assets. Rather, clients’ assets are held at an independent, third-party qualified custodian. In order to access the client’s account(s) to facilitate management of their investment portfolio, PIM is granted a limited power of attorney by the client, as detailed in our Investment Advisory Agreement.

In the event of a business disruption at PIM, clients may access their funds or securities by contacting the independent custodian of their account directly.

Charles Schwab & Co., Inc.

For most non-employer-sponsored retirement plan accounts (taxable investment accounts, trust accounts, personal retirement accounts), PIM clients’ assets are held in accounts at Charles Schwab & Co. Schwab is the market leader in providing services to independent Registered Investment Advisor firms such as PIM, and their clients.

Client Login Page: www.schwaballiance.com/
Client Telephone Number: (800) 515-2157

Fidelity Investments

In order to serve clients associated with select academic institutions throughout the US, PIM has been an authorized Registered Investment Advisor firm on the Fidelity Investments platform since 2012.

Client Login Page: www.fidelity.com Client Telephone Number: (800) 343-0860


For Community College and University education systems throughout the country, certain private academic institutions, and other employers, PIM is an authorized Registered Investment Advisor firm on the TIAA advisor platform.

Client Login Page: www.tiaa.org Client Telephone Number: (800) 842-2252

Financial Advice

Comprehensive financial counsel covering a range of topics such as
investment planning, retirement planning, tax planning,
social security planning and generational wealth transfer.

Let's Get Acquainted

We offer a complimentary no pressure, no obligation "Get Acquainted" meeting. Click to the right to start a conversation.


  • Phone:
    (800) 869-7072
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Securities offered through Schwab, Fidelity, TIAA. Members FINRA/SIPC | ADV.
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